Regulation
Regulation OverviewRule FilingsNMS Plans

Rule Filings

Pending

Amending LTSE's Trading Rules in Connection with its Transition to a New Trading Platform
LTSE-2024-03
May 7, 2024

Approved and immediately effective rule changes

Adopting on a Permanent Basis the Pilot Rules for Market-Wide Circuit Breakers in Rule 11.280
LTSE-2022-03
Apr 12, 2022
Amending Rule 2.160 & adopting Rule 2.154 to implement parts of FINRA's Continuing Education Program Transformation
LTSE-2022-02
Mar 15, 2022
Modifying and Expanding the Package of Products and Services Provided to Companies
LTSE-2021-08 Amendment No. 1
Mar 9, 2022
Amending Rule 11.280 to extend the MWCB pilot period until April 18, 2022
LTSE-2022-01
Mar 4, 2022
Observance of Juneteenth National Independence Day
LTSE-2021-07
Nov 18, 2021
Amending Rule 11.280 to extend the MWCB pilot period until March 18, 2022
LTSE-2021-06
Oct 15, 2021
Removal of Order Audit Trail System (OATS) Requirements--Rule 11.420
LTSE-2021-05
Aug 30, 2021
Amending the Definition of Independence under Rule 14.405(a)(2) and Supplementary Material .01
LTSE-2021-04
Aug 19, 2021
Amended: Temporary reduction in Initial Listing Fees
LTSE-2021-03
May 18, 2021
Amended: Providing for promotional activities and listing ceremonies
LTSE-2020-22
Jan 22, 2021